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On Justice Delayed
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|
Crime Head |
Total |
Disposed by Magistrate |
Disposed by US District Courts |
||||
|
Total |
C |
N.C |
Total |
Pros. |
Dec. |
||
|
All Offences |
9.6 |
6.2 |
1.8 |
10.7 |
9.9 |
7 |
15.4 |
|
Violent Offences |
6.2 |
5 |
3 |
5.6 |
6.3 |
4.1 |
11.5 |
|
Property Offences |
12.8 |
7.7 |
3.1 |
12.7 |
13.1 |
9.4 |
17.6 |
|
Drug Offences |
7.8 |
8.5 |
1.9 |
13.6 |
7.7 |
6 |
14.4 |
|
Public Order Offences |
8.7 |
5.1 |
1.3 |
9.3 |
9.6 |
6.8 |
13.9 |
C: Convicted N.C: Not Convicted Pros: Prosecuted
Dec: Declined
The judicial system in Japan by far is the most efficient and average time taken in the conclusion of a trial is just about three months. One of the basic reasons for this is that over 80% criminals in Japan plead guilty even in cases involving grave offences, and this naturally expedites trials. Table 8 shows that, in Japan, over 70% cases were disposed of by the District Courts in less than 3 months. Summary Courts disposed of about 90% cases within 3 months. In the District Courts, only 5.3% of cases remained pending over one year and just 0.3% over 3 years. In the Summary Courts, these percentages were still lower at 1.8% and 0.1% respectively.
|
1mth. |
2 mths |
3mths |
6mths |
1 year |
More than 3 years |
|
|
District Court |
2.8 |
38.7 |
30.1 |
21.2 |
5.3 |
0.3 |
|
Summary Court |
9.1 |
54.9 |
22.9 |
10.4 |
1.8 |
0.1 |
This is a far cry from the position obtaining in India. There are, of course, many reasons for prolonged pendancies in this country, and it is not within the ambit of this paper to explore these. It is important, however, to notice one striking difference between USA and Japan, on the one hand, and India on the other: the percentage of total cases which are formally tried for delivery of judgement in Japan is as low as 7.8% (in 1994) and between 5% and 8% in USA; whereas almost all cases are formally tried in India. In other words, Japan and USA have been able to keep the arteries of their criminal justice system unclogged, making speedy trials possible. This, unfortunately, is not the case in India.
Is the situation in our country really beyond redemption? It is important to reiterate that speedy trial is beneficial both to the accused (and specially the innocent) and to the State. Our legal instrumentalities and administrative processes, consequently, need to be geared to achieve this objective.
As stated above, 8.01 million criminal cases were pending in trial courts at the end of 1997. An additional 3.11 million cases were pending before the High Courts, of which, assuming the proportion of criminal cases at half the total number, it may be assumed that some 1.55 million were criminal cases. Needless to say, we need an adequate number of Judicial Officers to handle these cases. Justice A.S. Anand, the Chief Justice of India, has acknowledged and emphasised the need for increasing the number of Judges and improving infrastructure in the High Court and the subordinate courts. He cited the examples of several European countries such as Britain where the number of Judges per million of population ranges between 90 and 100. In India, however, this number is only 11, which was "rather disappointing".27
To my knowledge, no in-depth study has been carried out by any authority to determine norms for final disposal of cases by the Judicial officers on a monthly or annual basis. Notwithstanding the fact that disposal of a case, inter alia, depends on several factors, including the nature of the case and the complexity of the issues involved, it is still possible to evolve some, albeit crude, norms that could help fix accountability on Judicial Officers. It is now imperative for the superior judiciary to initiate an in-depth study of the problem and to evolve definitive norms. This would also create necessary pressure on the Government to provide for an adequate number of judicial officers.
The Delhi High Court is understood to have prescribed some norms to determine the number of courts required in a given jurisdiction. The formula defined to calculate the number of courts required is:
No. of cases x 8 = No. of courts
900
To illustrate, if, say, 1000 murder cases are pending in Delhi, the number of courts required would be
1000 X 8 = 8.8 or, say 9 courts.28
900
According to this norm, each court would handle about 111 cases at a given point of time. I am not in a position to comment on the validity of this proposition. It is, however, equally important to determine how many cases a court can finally dispose off in an year and, based on the normative assumption that a case should be concluded in say 2,3 or 4 years, the number of courts could then be correctly determined.
In the absence of firm norms, it is not possible to accurately define the number of courts required to liquidate existing pendancies. There are presently some 11,000 subordinate courts in the country, and this number is evidently inadequate. It would, in the absence of any objective criteria, be advisable at least to double this number in a phased manner over next 5 years.
It is equally important, moreover, to explore alternative fora of adjudication. With the regular courts over-burdened, Lok Adalats can provide an alternative that can help manage this load. 22,452 Lok Adalats are reported to have already been organised all over the country till March 1998,29 and had disposed off 6.62 million cases. These cases were not criminal in nature in the true sense of the term, largely being related to day to day difficulties that citizens had with various Public Utility Departments. Without going into the authenrticity of the statistics quoted above, it is undeniable that Lok Adalats have tremendous potential in finding solutions by settlements. It is heartening that the Parliament, by enacting the Legal Services Authority Act, 1987, has conferred legitimacy and recognition on the Lok Adalat system. It is now time to seriously examine the viability of handing over to the Lok Adalats all criminal cases punishable with imprisonment of 3 years or less. Under existing law, the award of the Lok Adalat is deemed to be a decree of the civil court, and every such award is final and binding on the parties to the dispute. No appeal is provided to any court against the award. The Legal Services Authority Act, 1987, would require suitable amendment to bring criminal cases into the ambit of Lok Adalats.
Another method of taking off the burden of regular courts may be the appointment of Advocates with requisite experience and reputation as Temporary Magistrates with the authority to dispose of cases that may be tried by a Magistrate. India has a large legal community of over 600,000 qualified professionals. Not all of these have flourishing practices, and at least some of them are imbued with a sense of public service. Panels consisting of a sitting High Court Judges as Chairman with District Judges and the Chairmen of the Bar Councils as members, could be authorised to prepare panels for each District drawing on Advocates who were willing to be appointed as Temporary Magistrates for fixed tenures of 2 to 3 years. Their number would naturally vary from district to district, depending on the work load. While functioning as Magistrates, they would be deemed to be public servants and would not be allowed to practice privately, and would revert to legal practice after the expiry of their tenure. With 5000 such Temporary Magistrates, assuming that each one of them disposes off 40 cases in a year, 200,000 cases could be cleared annually, with as many as 2 million cases removed from the docket of regular courts over a 10 year period.
Plea bargaining also offers an important option of reducing the number of pending criminal cases. This system was practised in USA for about a century without any legal sanction and with commendable results. Eventually the US Supreme Court, in Brady Vs United States and Santo Bello Vs New York, upheld the constitutional validity of plea bargaining and it has been continued to play a significant role in the disposal of criminal cases in that country. The concept of plea bargaining is, however, alien to Indian criminal jurisprudence. It incorporates two essential components: charge bargaining which refers to a promise by the prosecutor to reduce or dismiss some of the charges brought against the accused in exchange for guilty plea; and sentence bargaining which refers to a promise by the prosecutor to recommend a specific sentence or to refrain from making any sentence recommendation in exchange for a guilty plea. In practical terms, it is a mix of the two that works on the mind of the accused to plead guilty and avoid a cumbersome trial.
The 142nd Report of the Law Commission of India has given ample justification for the introduction of plea bargaining into Indian jurisprudence. It argued that:30
i. It is not just and fair to treat the accused who wants to plead guilty at par with the one who claims to be tried at considerable time cost and money cost to the community.
ii. It is desirable to infuse life in the reformatory provisions embodied in section 360 of the Code and in the Probation of Offenders Act which remain practically unutilised at present.
iii. Plea bargaining would be preferred by the accused rather than the prospect of remaining an undertrial prisoner for the following reasons:
a. End of uncertainty;
b. Saving in litigation cost;
c. Saving in anxiety cost;
d. Being able to know his fate and to start life afresh;
e. Saving avoiding visits to lawyers office and to court on appointed dates.
iv. It will reduce the backbreaking burden of the court without detriment to the public interest;
v. It will reduce congestion in jails;31
vi. In the USA nearly 75% of the total convictions are secured as a result of plea bargaining.
vii. Under the present system 75% to 90% of the criminal cases, if not more result in acquittals.
In its 154th Report, the Law Commission strongly recommended that the plea bargaining concept be introduced, at least as an experimental measure, for offences which are liable for punishment with imprisonment of less than 7 years, including the offences covered by section 320 of the Code.32
Underlying all other reforms, however, is the need to improve the quality of legal professionals in the country. Legal practitioners in India are, of course, legion, but is this great number necessary? The answer, obviously, would be in the negative. India has followed the British/American system of legal education that is entirely dependent on market forces. The result is that out of hundreds of thousands, a few prosper and the rest are marginalised. On the other hand, in the Japanese system, entry into the National Law Institute is based on a stiff national competitive examination, and training is supervised by the Supreme Court. After training, a law graduate has the option either to become a Judge, or a Public Prosecutor or to practice at the bar, and Law is a highly esteemed profession in that country. We cannot, of course, entirely dismantle the present system, but it can be improved by imposing more stringent standards for entry into Law Colleges. The overall induction into Law Colleges in a given year, moreover, needs to be consistent with macro-requirements of the country. The progressive induction of a higher calibre of entrants would bring about qualitative improvements in the profession.
A related aspect is the imposition of certain ethical norms on legal practitioners. Malpractice, such as the exploitation of clients, non-appearance in courts on appointed dates, misbehaviour with Judges and involvement in questionable and unethical practices, need to be rooted out. The Bar Councils must play a more active role in enforcing good conduct amongst their members. A qualitative improvement in the legal profession is the surest way of reducing delays in the administration of justice.
Innumerable undertrials charged for petty offences often spend years in prison as a result of their inability to engage competent defence counsel. Indigent litigants suffer enormously, despite the power of the court to appoint an amicus curaie. Cases are often delayed when the accused insist on the appointment of a leading lawyer as the amicus curaie, since the fees demanded by such lawyer exceed the amounts sanctioned by the Government. Clearly, the Free Legal Aid system needs enormous reform and expansion to tackle the challenge of mounting arrears in our justice system.
The option of summary trials has also not been adequately exploited in India. Chapter XXI of the Code of Criminal Procedure deals with summary trials. With Sections 260 to 265 detailing the procedure. According to 260 CrPC, a CJM or a Metropolitan Magistrate or a Magistrate of the First class specially empowered by the High Court may try the case under summary processes. This section also specifies the offences which can be summarily tried as including offences not punishable with imprisonment for a term exceeding two years; offences relating to minor thefts; offences relating to receiving of stolen property of small value; and offences relating to insult with intent to provoke a breach of peace. It may be noted that as many as 1.982 million cases under the head Other IPC Offences were pending trial in 1997 (Table 1). Most of these offences would generally be punishable with imprisonment of less than two years and are, therefore, fit for summary trial. Nevertheless, despite the manifest provisions of law, Magistrates appear reluctant to adopt this procedure as it is not legally mandatory for them to try the offences summarily. The attitude of defence counsels is also generally negative, as a quicker trial would mean less money for them. Furthermore, muffusil Magistrates need special authorisation from the High Court for adopting this procedure, and the Chief Judicial Magistrates are saddled with graver offences not falling within the ambit of chapter XXI of the CrPC. As summary trial is a very effective method of disposing of pending cases, it would be expedient to draw a comprehensive list of cases that may be tried under this procedure, and summary trials thereof should be made mandatory rather than discretionary as they presently are. Necessary amendments in law need to be made in this regard.
A comprehensive strengthening of the prosecution mechanism is also an urgent necessity. While it is generally true that the accused is largely responsible for delay in trials in the Indian context, the prosecution mechanism is often also a contributory factor. Before the enactment of the new Code of Criminal Procedure in 1973, the prosecuting agency was under the control of the District Superintendent of Police (SP), who was naturally interested in the successful and early conclusion of cases in the courts. As a result, there was a greater co-ordination between the investigating and prosecution wings to this end. Under the new Code, however, the prosecuting wing has been placed under the District Magistrate at the District level and the Home Secretary at the State level. This has resulted in a lack of co-ordination between the prosecution agency and the police. The prosecution mechanism has, consequently, become somewhat disjointed and tardy. From time to time, and with increasing frequency, summons issued by courts are not served by the police; witnesses appearing before the courts are not examined due to the absence of Public Prosecutors; Public Prosecutors do not adequately brief witnesses, undermining the strength of evidence; adequate security personnel are not provided to the jail authorities to escort prisoners to the courts. All these contribute to cumulative delays in the trial process. Even though it may be against the trend of times, it would be expedient to revert to the old system and place the prosecution agency under the control of the District SP. This would improve co-ordination between the prosecution agency and the police and, consequently, the pace and quality of trials. The career prospects of the Public Prosecutors also need to be improved in order to attract better talent.
The 154th Report of the Law Commission of India (1973) focused on the CrPC, and devoted a separate chapter (XXI) to Speedy Justice. Elaborate recommendations were made in this chapter to secure a more efficient management of existing dockets and pendancies. They included the following:
1. There should be a separate cadre for the Investigating Agencies in every District and an officer of such Agency should be in charge of the case throughout, till the conclusion of the trial. He should be enjoined the responsibility of production of witnesses, production of accused and for assisting the prosecuting agency.
2. There should be a proper co-ordination between the Investigating Agency and Prosecuting Agency.
3. A Directorate of Prosecution may be established in each State for co-ordinating the prosecution work.
4. Adequate number of Public Prosecutors/Assistant Public Prosecutors should be appointed by the Government u/s 24 and 25 of the CrPC.
5. Sections 377 and 378 of CrPC should be amended to provide for filing of appeals in the Sessions Court against the judgement of the Magistrate in respect of enhancement of punishment or against the order of acquittal.
6. The Summons procedure may be dispensed with and all Summons cases should be tried summarily except those which, by virtue of their nature or circumstances of the offences or the case, warrant a regular full trial when the court finds that the summary procedure is not salutary. Suitable amendment may be made in section 260 of the Code.
7. The statements/documents relied upon by the prosecution in a police case should be supplied to the accused at the time of the filing of the charge sheet.
8. The listing of cases should be done in such a manner that the witnesses who are summoned are examined on the day they are summoned and adjournments should be avoided meticulously.
9. Adequate allowances should be paid by the State to the prosecution witnesses.
10. In order to reduce the docket explosion in the courts, State should enact legislation on Nyaya Panchayats to suit the local needs and conditions. The Andhra Pradesh Nyaya Panchayat Bill, 1995, may be adopted as a model on the composition, powers and jurisdiction of the Nyaya Panchayats.
11. The court should frame the charge against the accused after deep deliberation. Accused should be given an opportunity to produce any materials even at charge stage which could clinch the issue and the court should take into consideration such matter at this stage itself.
12. The IO should be vested with the authority to compound offences that are punishable under law at the investigation stage itself.
13. The concept of plea bargaining should be introduced as an experimental measure for offences which are liable for punishment with imprisonment of less than 7 years and/or fine. However, plea bargaining should not be available to the accused involved in social/economic offences of a grave nature and offences against women and children.
14. Accused are often responsible for delaying trials so that prosecution witnesses are not examined. Hence, the suggestions made by the Law Commission in its 77th report regarding delay in respect of civil cases may be made applicable to criminal cases also.
15. Priority should be given to the trial of old cases.
16. Effective steps should be taken to ensure prompt service of summons or execution of warrants issued by the court.
17. Lack of police personnel to escort the accused to the court is yet another cause for the delay. Therefore, a special machinery has to be provided with proper vehicles for producing the accused in the courts on the appointed dates.
A question is often asked whether the Indian judicial system is inherently defective or whether the problem lies with the practitioners of the system. We have adopted the common law system which, inter alia, is characterised by the assumption of innocence of the accused; right of the accused to remain silent and his right to cross-examine prosecution witnesses. This system is being followed in a large number of countries across the world, and was introduced in India some 150 years ago by the British. A similar system was introduced by the British in several other erstwhile colonies, including Malaysia and Singapore. Singapore is a shining example of the success of the system inasmuch as the average time of trial is very short. What then causes the virtual breakdown of the same system in India? The answer lies in our practice, our slovenliness and moral degradation, and in the unethical patterns of behaviour that afflict the system in India.
A system is good or bad by comparison. The alternative systems of jurisprudence prevailing in the world are the Continental System and the Islamic (Shariat) System. The strengths and weaknesses of both these are too well known to be recounted. In any event, it is easier to reform and improve the existing system than it would be to supplant it with another. We have been practising the common law system for over a century and it would be expedient and practical to reinvigorate it rather than to look for a new one. This, however, would not be possible without the radical reforms, some of which have been outlined in this paper, that can ensure the efficient administration of justice and the conclusion of the trial process within a reasonable span of time.
|
Name of High Court |
No. of cases instituted |
No of cases disposed |
No. of cases pending (on 31.12.96) |
|
Allahabad |
163920 |
116977 |
865455 |
|
Andhra Prd. |
120997 |
134024 |
135621 |
|
Mumbai |
91621 |
74674 |
234058 |
|
Calcutta |
68424 |
58481 |
264312 |
|
Delhi |
57812 |
52487 |
153537 |
|
Guwahati |
20958 |
19311 |
33018 |
|
Gujarat |
NA |
NA |
139821 |
|
Himachal Prd. |
14599 |
16505 |
17166 |
|
J&K |
21567 |
18853 |
96414 |
|
Karnataka |
70739 |
81267 |
150965 |
|
Kerala |
101492 |
80692 |
217823 |
|
Madhya Prd. |
NA |
NA |
75616 |
|
Chennai |
105442 |
97163 |
310640 |
|
Orissa |
47666 |
32788 |
66820 |
|
Patna |
76743 |
78878 |
93310 |
|
Punjab & Harayana |
117304 |
105807 |
161562 |
|
Rajasthan |
55028 |
52628 |
97768 |
|
Sikkim |
216 |
209 |
88 |
Source: Annual Report of the Ministry of Law, Justice & Company Affairs, 1997-98, Government of India.
|
*
|
Mr. M.L. Sharma is an officer of the Indian Police Service, and currently Joint Director, Central Bureau of Investigation. |
length of his residence in the community ;
his employment status, history and his financial condition ;
his family ties and relationships ;
his reputation, character and monetary condition ;
his prior criminal record including any record or prior release on recognizance or on bail;
the identity of responsible members of the community who would vouch for his reliability;
the nature of the offence charged and the apparent probability of conviction and the likely sentence in so far as these factors are relevant to the risk of non appearance ;
any other factors indicating the ties of the accused to the community or bearing on the risk of willful failure to appear.
State of Bihar v. Uma Shankar Ketriwal(1982) 1 SCC 75; Kadar Pahadiya v State of Bihar, (1983) 2SCC 104: 1983 SCC (Cri) 361: State of Maharashtra v Shampalal Punjaji Shah (1981) 3 SCC 610: 1981 SCC (Cri) 762: (1982) 1 SCR 298: T.V Vatheeswaran v. State of T.N. (1983) 2 SCC 68: 1983 SCC (Cri) 342: (1983) 2 SCR 348: Sheela Barse v. Union of India (1986) 3 SCC 632: S. Guin v Grindlays Bank Ltd., (1986) 1 SCC 654: Raghubir Singh v. State of Bihar (1986) 4 SCC 481: 1986 Sppl. SCC 505: Srinivas Gopal v. Union Territory of Arunachal Pradesh (1988) 4 SCC 36: T.J. Stephen v Parle Bottling Co. Pvt. Ltd., 1988 Svppl. SCC 458.
Common Cause Vs Union of India (1996) 4 Supreme Court Cases 33.
As the Annual Report does not give separate numbers of criminal and civil cases, it is presumed that the figures mentioned above include civil cases also.
The Compendium of Federal Justice Statistics, 1993, Bureau of Justice Statistics(USA).
Outline of Criminal Justice in Japan, Supreme Court of Japan, 1995.
"CJI for revamp of High Courts", The Pioneer, 18.10.98; "CJI: Need to increase number of judges", The Hindustan Times, 18.10.98.
This information was given to me by Shri MS Bali, Joint Director, CBI.
Law Commission of India 142nd Report, Chapter IX. Paras 9.1-9.40 pp 24-34.
As per statistics collected by the National Crime Record Bureau, Govt. of India, the total prison population in the country in 1996 was 2,57,235. Convicted felons constituted only 27% of the total prison population. The percentage of convicts was one of the lowest in Delhi (12.3%), Chandigarh(10.93%), Uttar Pradesh(13.3%), Karnataka(14.5%), J&K (9.8%) and Haryana(17.7%). Relatively higher percentages obtained in Kerala(54.4%), Gujarat(37.7%), Madhya Pradesh(35.5%), Tamil Nadu(36.9%), A&N Islands (63.7%) and Pondicherry(40.8%).
Law Commission of India, 154th Report. Chapter XIII paras 8&9 pp: 161-66.
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